This video features Al Fishman, a Partner at JRA Law Partners LLP in San Francisco, who explains the California Finder Exemption, Section 25206.1 to the California Broker-Dealer Licensing Requirements This exemption allows unregistered individuals to receive finders fees from the sale of securities in California.
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The information provided in this article is for general informational purposes only and should not be construed as legal advice or opinion. Readers are advised to consult with their legal counsel for specific advice.