• Lindsay Spiller

Finders Fees -- Finders Exemption in California

Updated: Nov 15, 2019

Spiller Law, a Business, Entertainment and Estate Planning law firm, presents Al Fishman, a Partner at JRA Law Partners LLP in San Francisco, who explains the new California Finder Exemption, Section 25206.1 to the California Broker-Dealer Licensing Requirements, which allows unregistered individuals to receive finders fees from the sale of securities in California.

Lindsay Spiller is the founder of Spiller Law, a San Francisco business, entertainment, and estate planning law practice. Mr. Spiller is a San Francisco business lawyer who advises small businesses, entrepreneurs, and startup businesses in San Francisco and Los Angeles and throughout California. You may find more information about Spiller Law's business legal services at https://www.spillerlaw.com/business-law.

Disclaimer. Spiller Law Blog Posts are made available for educational purposes only as well as to give you general information and a general understanding of the law, not to provide legal advice. By reading the posts, you acknowledge that there is no attorney-client relationship created between you and Lindsay Spiller or Spiller law, and these posts should not be taken a legal advice. You should not act upon this information without seeking advice from a lawyer licensed in your own state or jurisdiction. The blog posts should not be used as a substitute for competent legal advice from a licensed professional attorney in your state or jurisdiction. Your use of the blog posts is at your own risk. The materials presented herein may not reflect the most current legal developments, verdicts or settlements. These materials may be changed, improved, or updated without notice. Lindsay Spiller and Spiller Law is not responsible for any errors or omissions in the content of this site or for damages arising from the use or performance of this site under any circumstances.

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