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  • Writer's pictureLindsay Spiller

Finders Fees -- Finders Exemption in California

Updated: May 30, 2023


This video features Al Fishman, a Partner at JRA Law Partners LLP in San Francisco, who explains the California Finder Exemption, Section 25206.1 to the California Broker-Dealer Licensing Requirements This exemption allows unregistered individuals to receive finders fees from the sale of securities in California.



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Spiller Law is a San Francisco business, entertainment, and estate planning law firm. We serve clients in the San Francisco Bay Area, Silicon Valley, Los Angeles, and California. Feel free to arrange a free consultation using the Schedule Appointment link on our website. For other questions, feel free to call our offices at 415-991-7298.

 

The information provided in this article is for general informational purposes only and should not be construed as legal advice or opinion. Readers are advised to consult with their legal counsel for specific advice.

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